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Job Description
Job Description:
Please ensure you read the below overview and requirements for this employment opportunity completely.
A highly respected Financial Advisory firm is looking for a T&C Manager to join the business. You will support their Financial Advisers on all aspects of training, competency and compliance per established standards and internal procedures
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The role will involve taking responsibility for the following
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- Managing induction and supervision of new entrant
- sDeliver new entrant training and other training interventions as required
- .Provision of technical, supervisory and compliance support to new and existing adviser
- sCompletion of regular risk-based one-to-ones with advisers
- .Collating data and recording results on the system, identification, and reporting of trends by the adviser or firm leve
- lProviding appropriate feedback both written and verbal to individual adviser
- sLiaison with colleagues within the firm across the training and competency functions where necessar
- yOperating to meet defined objectives (ensuring Consumer Duty outcomes are achieved
- )Ensure the ongoing competency of T&C Supervisors
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Key Requirements:
- A background in financial services training and competence, ideally 5 years plu
- sLevel 4 Diploma qualified, preferably with AF6/J07 or working towards this or an equivalent qualification
- .Robust product and technical knowledge across all facets of financial services, with particular knowledge and working experience in all types of pensions and investments